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What is the 'alignment tax' and how do you minimize it?

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Answer

  • Aligned models often score slightly worse than their base counterpart on capability benchmarks (MMLU, BBH, HumanEval) — the 'alignment tax' — because refusal training + style constraints eat some capability.
  • Modern practice minimizes it via: (1) mixing capability-preserving SFT data alongside chat data; (2) KL penalty against the SFT model during RLHF; (3) DPO's log-ratio structure (less drift than PPO); (4) careful data curation to avoid hurting math/code skills.
Check yourself — multiple choice
  • Alignment always improves capability
  • Aligned models score slightly worse on capability benchmarks; mitigate via mixed SFT, KL penalty, DPO, careful data
  • No tradeoff exists
  • Only benchmark artifact

Alignment tax: real but small; mitigate via KL, mixed SFT data, careful curation.

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